23 October 2020,
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x�cd``dV``dr��,@6�#� &�fb& f Bq� Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago… Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Co-Location Services and Fee Schedule To Add Two Partial Cabinet Solution Bundles, 15765 [2021-06019] 29 0 obj <> endobj Late Fees: Effectiveness of Proposed Rule Change Amending the Fee Schedule of NYSE Chicago, Inc. Related to Co-Location Services December 9, 2019. FEE SCHEDULE OF NYSE CHICAGO[THE CHICAGO STOCK EXCHANGE], INC. FEES, ASSESSMENTS, CREDITS AND REBATES A. Fee Schedule 2021 FEE SCHEDULE OF NYSE CHICAGO, INC. Founded in 1882 as the Chicago Stock Exchange, the modernized NYSE Chicago uses NYSE Pillar order entry/market data protocols and order types, designed to improve efficiency and reduce complexity for customers. endstream endobj startxref FEE SCHEDULE OF NYSE CHICAGO, INC. 40 0 obj <>/Filter/FlateDecode/ID[<95707574274F4D3700367D22AA1259CE><80EF1B31C950804BBD42D1AF6CA7F144>]/Index[29 24]/Info 28 0 R/Length 76/Prev 146628/Root 30 0 R/Size 53/Type/XRef/W[1 3 1]>>stream The proposed change would be consistent with General Note 1 under “Co-location” in the Fee Schedule of NYSE Chicago (the “NYSE Chicago Fee Schedule”), which similarly provides that a User that incurs fees for co-location services under that fee schedule is not subject to fees for the same co-location services charged by the Exchange, NYSE, NYSE American, or NYSE Arca. Fee code D will be yielded if an SWPA routing strategy removes liquidity from NYSE. Trading Permits [Operative January 2, 2015] ***** C. Registration Fees [Operative July 1, 2015] Off-Exchange traders . Effectiveness of Proposed Rule Change to Amend the Fee Schedule of NYSE Chicago, Inc. Related to Co-location Services June 2, 2020. %%EOF Trading Permit cancellation fee $1,200 or, if less, $600/month for the NYSE Chicago. * New External Distributor Credit. Trade Our Options & Bonds Markets. 52 0 obj <>stream h��Vmo�8�+��b��� C��Y� KԾ�A>x��p���pͿ)ى��ۚ�� �)����8h �� The Exchange proposes to amend the Fee Schedule of NYSE Chicago, Inc. (the “Fee Schedule”) related to co-location services to eliminate (a) a connectivity option whose manufacturer will no longer support a key component of the network hardware, and … endstream endobj x�c```b``b`d``�a�f@ nf �h ��.�g?����!��L��;7\��/�[ڭ���﬉��g�����p��5� CP�(fg�d��$���W�A���������h!t��A.L��]-� �z6n Pursuant to Section 19(b)(1)1 of the Securities Exchange Act of 1934 (the “Act”)2 and Rule 19b-4 thereunder,3 notice is hereby given that, on May 18, 2020, the NYSE Chicago, Inc. Pursuant to Section 19(b)(1)1 of the Securities Exchange Act of 1934 (the “Act”)2 and Rule 19b-4 thereunder,3 notice is hereby given that, on January 19, 2021, the NYSE Chicago, hޜX�n�6}�W�C� ��KQ�:�M{)-�"ȃ"3�ZGr%y��@��CR�%E��`׊�3. Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Proposed Rule Change To Amend Its Fee Schedule Related to Co-Location Services, 8440-8443 [2021-02408] Combining the high performance of NYSE Pillar technology with a taker/maker fee schedule. Participant(s): • Is the Participant's firm for profit or not-for-profit? Definitions NYSE Chicago, Inc. The Exchange proposes to amend the Fee Schedule of NYSE Chicago, Inc. to provide for co-location services and fees in connection with its expected migration to the NYSE Pillar platform in the fourth quarter of 2019. Reserved. Proposed Changes to General Note 4 Digital Media Enterprise Fee****. NYSE Securities with Remote DMM. The Participant is a subsidiary of a for-profit firm o If the Participant's firm is for profit, is it publicly or privately owned? 34-91601 https://www.govinfo.gov/app/details/FR-2021-04-22/2021-08316 … NYSE Chicago, one of five NYSE-branded stock exchanges owned by Intercontinental Exchange Inc, said in a Nov. 12 regulatory filing it would begin … Offering traders deep liquidity across listed option contracts. $5,000/month. Pursuant to Section 19(b)(1)1 of the Securities Exchange Act of 1934 (the “Act”)2 and Rule 19b-4 thereunder,3 notice is hereby given that, on November 25, 2019, the NYSE Chicago, Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey, 12724-12733 [2021-04426] Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago, Inc. Related to Co-Location Services, 34778-34782 [2020-12274] endstream endobj 30 0 obj <> endobj 31 0 obj <> endobj 32 0 obj <>stream xڭZ_s�6�����f�ժDJ������]�t���[��ز��c�v�.�~$RE�j�˝m $�� �/�׳���t\ŕ�V�t�ȿt�%Y��q��Xd������u4�q6��4.��y�'�i��B����q�R=�|mՌRHLM�g)O�$N'i������l���)�℻2�BĜ��D��2e��ՕG���r��h�ˇ7�Z��2Rr��Ԅb��s9��Z�*�jrs���V8���Դ7@|e1S�3Iy�)���lr��0rC.��qH9�jV�������1���R��d�$Y%���a�V����a�c�#��i�{�B��*�0��g�I$�����i�ʱȊ81�q]��V۠�^�eA��Q���H��-rH7Q�f�>k��B3�9�]ꇷ0POp��џ��4f���u��E�ʕk��2.��'��%w���ƽ�==�]?�!Z��\�a!\#�� ��E� I��1�u ��&�>O"n-(ǩ��~u�A��~:i9��w[�~�Zj0O ^f� Z�2�L̃�z ��5����6���V[����=��5��H`�X$i��c�S�q�G�3$�@bygܡr��g*��\Y*� 9�����>Z#kR )�[�� P�j��\�̹9��v�'t�=�w�� . ޽l���V��*A+\;�$s�3���� �5��Z`�-3_1� ��9J��ݼ�ܔ�M=Ʃ��Rgh�f��ĩ]�ٱ(��x+� 1���� ����H}zVDj�/ji�h`�� �>Zo�I�D�|m�ό555Ի�N.�|��?KbN+3��0$�Hr�嗮����I'tA�{(1I*��ۛ�U�bq��|A-��E��� ���wW��\�`PijBU:*�M�{���s�E� oL ��dNa.vP��D�CT�k��,@��x.�ݴp� �UVi��]��. NYSE Securities with Remote DMM. NYSE American Options. NYSE National. No change . Updated through [December 18, 2020] , 2021 * * * * * Co-Location Fees * * * * * Type of Service Description Amount of Charge * * * * * Hot Hands Service*** [†] Allows Users to use on-site data center personnel to maintain User equipment, support network troubleshooting, rack and stack, %PDF-1.5 %���� ���-$h��>h� Shares Executed At or Above $1.00 (Per Share Executed) Location Services and Fee Schedule to Add Two Partial Cabinet Solution Bundles March 18, 2021. Notices D09002ee1ad6cc588 D09002ee1ad6cc60f United States Securities and Exchange Commission originator org United States Government Agency or Subagency 86 FR 21410 https://www.govinfo.gov/app/details/FR-2021-04-22/2021-08316 2021-08316 fr22ap21-114 8011-01-P Release No. Offering traders deep liquidity across listed option contracts. NYSE National. NYSE Securities with Remote DMM. 88 0 obj <> endobj 90 0 obj <>>>/Contents 91 0 R/CropBox[ 0 0 612 792]/Rotate 0>> endobj 91 0 obj <>stream The Exchange passes-through in full any fees charged by/rebates received from away venues ("Cost") to the Member and adds the IEX fee (i.e., a $0.0001 charge per share). NYSE Chicago. – 5. 89 0 obj <>stream NYSE National. Offering traders deep liquidity across listed option contracts. %PDF-1.6 %���� 34-91602 https://www.govinfo.gov/app/details/FR-2021-04-22/2021-08306 … NYSE Chicago. FEE SCHEDULE OF NYSE CHICAGO, INC. Notices D09002ee1ad6cc580 D09002ee1ad6cc607 United States Securities and Exchange Commission originator org United States Government Agency or Subagency 86 FR 21365 https://www.govinfo.gov/app/details/FR-2021-04-22/2021-08317 2021-08317 fr22ap21-106 8011-01-P Release No. Combining the high performance of NYSE Pillar technology with a taker/maker fee schedule. Trade Our Options & Bonds Markets. 34-91599 https://www.govinfo.gov/app/details/FR-2021-04-22/2021-08317 … Unchanged . NMS feeds CTA Supporting the institutional brokerage community. NYSE American Options. The Exchange proposes to amend the Fee Schedule of NYSE Chicago, Inc. (the “Fee Schedule”) in connection with the Exchange's transition to trading to the Pillar trading platform. Updated through [December 18, 2020] , 2021 . FEE SCHEDULE OF NYSE CHICAGO, INC. 87 0 obj <> endobj Supporting the institutional brokerage community. Notices D09002ee1ad6cc585 D09002ee1ad6cc60c United States Securities and Exchange Commission originator org United States Government Agency or Subagency 86 FR 21393 https://www.govinfo.gov/app/details/FR-2021-04-22/2021-08306 2021-08306 fr22ap21-111 8011-01-P Release No. Executions below $1.00 are assessed a fee of 0.30% of TDV unless the Fee Code Combination results in a FREE execution. endstream endobj 33 0 obj <>stream p@xAt"��>����� U_�'@�^ >��/�]T'�A�.����� y�kq,�\CR�fGjR�H���M��XF����h�b�R/nnP���&Ye���`Ѡ�����s����,a�����A�4y a_��d�ɤ����s62�Փ�g�,YW���{8,^�=����}��b���'�4�]���Tpo���b��׎�fF��-�'�Fw������`�g�4�Q]�z���r�dv��Y���I�d�r��3�E��� a�1��e������qκ>L*C2���1_�4_��4�U���eU�>'%(yta����4R)}�R�Iq��X����U�\�%��5��!�J)����������T�����J ��ni!��|KS�'��=�H��V�vM��Ǜ��׎Դ�֖��zD��h}�98�WkS�gkQCk���m�[�K� }\��d�� �K�_��E���Ga������i�N���7,��/C8x%���/��׭���U�z�-(c�+Sb _MVxGi��f�f�Vu����/�Cv��̆��" qq7M�-k7�ѓ�����j��� �#��?�\�}�������*�߁��s/�8�ֺާC������+OQȀjjKk���c�;�����W���(�? $500 annual fee for each trader thereafter who is engaged Combining the high performance of NYSE Pillar technology with a taker/maker fee schedule Updated through February [15] 21, 2019 ***** E. Transaction and Order Processing Fees 1. !ś��q떂�"�cj;�b�/ |��m)�Dޤ^���]�cZ�r�N2|_����x���=(k3�?~K[�\�i�Z^S&���4ZoGk?�U��w� �K��h�O�z;8ʼnᛟ/=�5� ��@_����1�֢�������r�9�u_,����N� �L��s�2�0� ��6��"pv�$��,����� ;)M� No fee for the first two traders. Customer and OCV as provided under the Exchange's fee schedule for BZX Options. h�bbd```b``Z "A$C�d� "�o����@��,�N����֏���B&�9k�z�$�30�` �; NYSE Chicago NYSE Chicago is a fully-electronic equities exchange with unique features to support the Institutional Brokers serving the exchange-traded derivatives community. }Br����E�_�E:}cv�2�"K �W��am|���y�Q��TZ33�^F*F�kI�� ݣ^i��}g\S�� �s�2\�d�D�Q뻢k�:��$qu%Q�/z�h�5�O�s|���]�����Q��Ty^�i�$uENp&F���9]�jyʸH�Ù�`�d�I��\*�*�EJ8���{Q���/E�wQ�6/km�m���b��-$��"W�aV�n(���n� 8��A9�&�mP��o�� V��m Updated through [December 18, 2020] , 2021 * * * * * Co-Location Fees * * * * * Type of Service Description Amount of Charge * … On January 19, 2021, NYSE Chicago, Inc. (“NYSE Chicago” or “Exchange”) filed with the Securities and Exchange Commission (“Commission”), pursuant to Section 19(b)(1) of the NYSE American Options. endstream endobj Plus credit per issue under 1.5 million CADV in issues meeting quoting requirements as listed in the fee schedule: 3: Blended or Broker d-Quotes (except when providing) $0.00050: $.00150 if > 500K ADV: 4: Charge for market at-the-close orders: $0.0010 New External Distributors of the BYX Summary Depth Feed will not be charged an External Distributor Fee for their first one (1) month in order to allow them to enlist new Users to … Combining the high performance of NYSE Pillar technology with a taker/maker fee schedule. 6. The fee or rebate for adding non-displayed liquidity does not apply to the Reserve Quantity of an order or an order with a Discretionary Range instruction. For the most comprehensive view of Nasdaq BX connectivity options and fee schedule please review rules 7015, 7034, and 7051 of the Rule Book. Trade Our Options & Bonds Markets. h�b```f``2�̂� cB�� /9S=f*00L2``v�4����`��@H/�� � �\`�( ��l � K�R��:�14����t��4#w��c���- ��� Updated through April 9, 2021 FEES, ASSESSMENTS, CREDITS AND REBATES A. Trading Permits Application Fee (Non-refundable) $2000/application Annual Fee $7,200/Trading Permit/year, payable monthly in equal installments. 8. the Fee Schedule of NYSE Chicago (the “NYSE Chicago Fee Schedule”), which similarly provides that a User that incurs fees for co-location services under that fee schedule is not subject to fees for the same co-location services charged by the Exchange, NYSE, NYSE American, or NYSE Arca. FEES, ASSESSMENTS, CREDITS AND REBATES * * * * * Co-Location Fees * * * * * General Notes * * * * * 6. Unchanged. Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule Related to Co-Location March 23, 2021 Pursuant to Section 19(b)(1)1 of the Securities Exchange Act of 1934 (“Act”)2 and Fee code O will be yielded if an order is routed to NYSE Arca & BZX's closing processes. Executions that result from orders that have been routed away from the Matching System pursuant to the Routing Services shall be subject to the following fees: 7. 0 Supporting the institutional brokerage community. The Exchange proposes to implement the fee change effective November 12, 2019. 93 0 obj <<9cac660410187c4eb3ea58a3126425d2>]>>stream Reserved[Routing Services Fees . The Exchange proposes to amend the Fee Schedule of NYSE Chicago, Inc. (“Fee Schedule”) related to co-location Start Printed Page 35139 services with respect to connectivity to the ICE Data Global Index and to waive any change fees that a User would … FEE SCHEDULE OF NYSE CHICAGO, INC. Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Proposed Rule Change to Amend Its Fee Schedule Related to Co-location Services February 1, 2021. Publicly owned o If privately owned, list any owner with an interest of 5% or more of the June 2, 2020 Services June 2, 2020 unless the fee Schedule payable monthly in equal installments,. Fee Code O will be yielded if an Order Is routed to NYSE &. 'S closing processes ] 21, 2019 payable monthly in equal installments Change effective November 12, 2019 600/month the! An Order Is routed to NYSE Arca & BZX 's closing processes 1.00 assessed! Fee Code O will be yielded if an Order Is routed to NYSE Arca BZX! 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